Compliance Officer Jobs in the United States
IH Mississippi Valley Credit Union
Moline, IL
Check out our careers page for more information including benefits www.ihmvcu.org/careers Final compensation will be determined by various factors such as experience, specific skills and internal pay equity. Talking: Expressing or exchanging ideas by means of the spoken word; those activities where detailed or important spoken instructions must be conveyed to other workers accurately, loudly, or quickly.
Initio Capital
$145000 - $185000
New York, NY
It is provided to help job seekers understand the responsibilities and qualifications typically associated with compliance, regulatory, and risk management roles in investment and corporate finance. Estimated Compensation: $145,000 – $185,000 total annual compensation (varies by employer).
MWH
$175000 - $200000
Plaistow, NH
Incorporating industry-leading preconstruction and construction services, the Company’s multi-disciplined team of engineering and construction professionals delivers a wide range of projects, including new facilities, infrastructure improvement and expansion, and capital construction services. Audit Management: Prepare for, manage, and coordinate responses to audits by government agencies, including the Defense Contract Audit Agency (DCAA), the Defense Contract Management Agency (DCMA), and the Office of Federal Contract Compliance Programs (OFCCP).
Trade Compliance Recruiting Solutions
Greenville, MI
The Trade Compliance Officer is responsible for ensuring compliance with U.S. import laws and trade enforcement regulations, with a strong focus on CBP import rules, responsible sourcing, and the Uyghur Forced Labor Prevention Act (UFLPA) for a Chinese owned manufacturer. Respond to CBP inquiries, detentions, Withhold Release Orders (WROs), and enforcement actions.
Phaxis
$150000
NY, NY
Growing Asset Management client is seeking a Senior Compliance Officer that will lead its trade compliance function and provide real-time advisory support to trading teams across products, strategies, and regions. Provide on-desk advisory guidance on Rule 105 of Regulation M, Regulation SHO, cross trades, trade allocations, best execution, MNPI, and ERISA considerations.
Phaxis
$125000
Hoboken, NY
Global banking client is seeking a compliance officer to join their team as senior member of the Regulatory Compliance Department responsible for helping oversee the Bank's AML/OFAC and Corporate Compliance Programs. Ensures programs remain effective, risk-based, and aligned with regulatory expectations, while serving as an independent advisor to senior management and supporting regulatory examinations.
Kratos Defense
$115000 - $140000
Remote, OR
The Senior Trade Compliance Officer will provide guidance and support to internal resources to identify controlled data and hardware, licensable transactions, evaluate export license requests, gather necessary data, prepare documentation for license applications for submission to the appropriate government agency as well as trade related reporting, recordkeeping, and maintenance of existing licenses. The Senior Trade Compliance Officer will have responsibility for all aspects of the export process for Trade Compliance laws including but not limited to the Department of Commerce and Department of State, US Census Bureau, Bureau of Alcohol, Tobacco, Firearms & Explosives, Office of Foreign Assets Control.
Kratos Defense
Arlington, TX
The Senior Trade Compliance Officer will provide guidance and support to internal resources to identify controlled data and hardware, licensable transactions, evaluate export license requests, gather necessary data, prepare documentation for license applications for submission to the appropriate government agency as well as trade related reporting, recordkeeping, and maintenance of existing licenses. The Senior Trade Compliance Officer will have responsibility for all aspects of the export process for Trade Compliance laws including but not limited to the Department of Commerce and Department of State, US Census Bureau, Bureau of Alcohol, Tobacco, Firearms & Explosives, Office of Foreign Assets Control.
Dermafix Spa
$2500 - $3500
undefined, FL
In this part-time, remote role, you will be instrumental in ensuring that our operations remain fully compliant with federal, state, and industry-specific regulations, particularly in areas involving telemedicine, cosmetic procedures, and spa-to-medical spa transitions. This is a strategic position for a self-starter who thrives in detail-driven environments and is passionate about helping aesthetic businesses operate ethically, legally, and efficiently across multiple U.S. states.
Baptist Memorial Health Care
Starkville, MS
4. Coordinate personnel issues with Human Resources to ensure List of Excluded Individuals and Entities, General Services Administration Debarment List and National Practitioner Data Bank have been checked . training program that ensures all employees and affiliated parties are educated about Code of Conduct, corporate compliance program and other specific issues deemed necessary.
Staffers Inc.
Jackson, MS
The Compliance Officer will assist in the review of Housing Tax Credit (HTC) developments for compliance with requirements of Section 42 of the Internal Revenue Code (IRC); properties financed under the Federal Deposit Insurance Corporation’s Affordable Housing Program (FDIC) and other applicable affordable housing programs. The ideal candidate must possess a strong work ethic, analytical skills, knowledge of housing and community development issues, and the professional capacity to interact with individuals of diverse populations and from diverse socioeconomic backgrounds.
Town of Fort Myers Beach Florida
Fort Myers Beach, FL
Processes and issues Notices of Violation, Notice to Appear, citations for non-compliance, certificates of competency, occupational licensure, certificates of use, proper permitting of signage, and related zoning compliance matters to both the public and private sector in reference to local ordinances, codes, and permits potential hazards to public health and safety. Investigates business or construction sites for potential hazards to public health and safety, to verify proper zoning classification concerning specific use, and to ensure proper permitting, to include remodeling, number of employees, square footage, and proper signage; notifies division clerical support of applicable fees.
Coinme
Chicago, IL
Serving as the organization's Chief Compliance Officer, you will have deep expertise in international remittances, cross-border regulatory frameworks, and multi-jurisdictional compliance, with a proven track record of expanding financial services operations internationally. As the world's largest network of cryptocurrency kiosks with over 40,000 locations nationwide, we're breaking down barriers to crypto adoption through our seamless mobile app, secure digital wallet, and DeFi integrations.
iCapital
$180000 - $240000
New York, NY
This individual will also be responsible for leading the implementation and administration of compliance programs for the firm’s SEC registered ETFs SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entities. Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations.
Jobot
$113000 - $170000
Lakewood, CA
The Compliance Officer is responsible for managing the Bank’s compliance program to ensure adherence with state and federal banking laws and regulations, including but not limited to operational compliance, Regulation O, Regulation W, Regulation H, Regulation Y, Foreign Corrupt Practices Act (FCPA) and Bribery Act and interpreting new or changes to existing statues and regulations impacting the Bank. Proactively provides advice and guidance to business unit management on key compliance topics related to interpretation of regulations, new or changes to products and services, review of policies and procedures, remedial actions for self-identified issues and/or compliance testing and monitoring, and breach of policy or regulations.
StoneX Group
Birmingham, Alabama
They will possess strong communications skills, superior writing skills, a very strong working knowledge of MS Excel with respect to data management and reporting, and the ability to manage multiple tasks in a dynamic environment. They will possess strong communications skills, superior writing skills, a very strong working knowledge of MS Excel with respect to data management and reporting, and the ability to manage multiple tasks in a dynamic environment.
HCA Healthcare
$154980.8 - $254800
Denver, CO
Additional options for dental and vision benefits, life and disability coverage, flexible spending accounts, supplemental health protection plans (accident, critical illness, hospital indemnity), auto and home insurance, identity theft protection, legal counseling, long-term care coverage, moving assistance, pet insurance and more. Like our colleagues in any HCA Healthcare hospital, our corporate campus employees enjoy unparalleled resources and opportunities to reach their potential as healthcare leaders and innovators.
Jobot
$120000 - $175000
Lakewood, CA
Maintains in depth working knowledge of federal and state banking laws and regulations, including but not limited to Regulations CC, D, DD, E, Escheatment/Unclaimed Property, ACH, ATM, Remote Deposit Capture, E-Sign, FDIC Signage, Regulation II (interchange requirements), trust accounts and brokered deposits. Experience and strong ability to research new regulations related to new and/or changes to products, services and delivery channels assist senior management in interpreting guidelines in sometimes abstract business models with undefined and/or unclear compliance requirements.
MastarRec
Jersey City, NJ
This role ensures the design, implementation, and effectiveness of compliance programs across AML/BSA, consumer compliance (UDAAP), regulatory reporting (SEC/FINRA where applicable), and state licensing requirements. Lead the BSA/AML program at an executive level, including AML risk assessments, governance, escalation, and SAR oversight (via Head of BSA/AML where applicable).
Confidential Company
*, WA
You will be called upon to lead a team of subject matter experts, managers and administrators in identifying and helping to manage risks throughout the organization, along with the Chief Risk Officer who you will report to. You will be responsible for developing policies and procedures throughout the Enterprise, working effectively with Internal Audit, and will oversee the BSA program and work alongside the testing function for the Bank.
First Interstate Bank
$61700 - $95700
Billings, MT
EDUCATION AND/OR EXPERIENCE High School Diploma or General Education Degree (GED) required Bachelor's Degree in a relevant area of study preferred 1-3 years compliance or quality assurance experience in banking required LICENSES AND CERTIFICATIONS CRCM - Certified Regulatory Compliance Manager preferred CCBCO - Certified Community Bank Compliance Officer preferred PHYSICAL DEMANDS AND WORKING ENVIRONMENT The physical demands and work environment are representative of those that must be met or encountered to successfully perform the essential functions of the job. First Interstate BancSystem participates in E-Verify which will require new employees to verify their identity and employment eligibility through the internet-based system operated by the Social Security Administration (SSA) and the Department of Homeland Security (DHS).
Honeywell
Phoenix, AZ
As a trusted partner, we provide actionable solutions and innovation through our Aerospace Technologies, Building Automation, Energy and Sustainability Solutions, and Industrial Automation business segments – powered by our Honeywell Forge software – that help make the world smarter, safer and more sustainable. You will manage OCR-EASE recordkeeping for complex export authorizations, provide training to Export Compliance Officers, Authorization Owners, and business managers, and support the development of metrics and KPIs to report turnaround times to leadership.
Diocese of Allentown
Shillington, PA
Physical Demands: Must have the ability to sit for extended periods of time; walk, reach with arms and hands, climb or balance; some carrying, pushing, and/or pulling may be involved; as well as some stooping, kneeling, crouching or crawling; exhibit manual dexterity to handle or feel and to manipulate keys on a keyboard and dial a phone; to see and read a computer screen and printed material with or without vision aids; hear and understand speech at normal levels and on the telephone; speak in audible tones so that others may understand clearly in person and on the telephone; ability to understand and follow oral and written instructions; physical agility to lift up to 25 pounds. Mission: John Paul II Special Learning Center is a non-profit organization dedicated to supporting adults with intellectual and developmental disabilities (IDD) through high-quality, person-centered services including day programs, employment supports, and community integration.
New Valley Bank & Trust
Springfield, MA
The Compliance Officer works independently and collaboratively to oversee compliance policies, procedures, and risk assessments; the internal monitoring and complaint programs; and the compliance training program detailed within the Compliance Management Systems of New Valley Bank & Trust. The Compliance Officer will serve as liaison with regulators and auditors on compliance-related exams and audits and will ensure the accuracy and effectiveness of internal controls related to compliance programs.
University of Oregon
$65000 - $80000
Eugene, OR
The program covers a broad range of activities to ensure the timely, ethical, and compliant facilitation of research, including export controls, conflicts of interest, data management, human subjects research, the responsible conduct of research, research misconduct investigations, animal welfare services, foreign influence, and national security in research. The Research Integrity Compliance Officer supports constituents in research compliance and policy needs with a strong emphasis on conflicts of interest, export controls, and congruence in cross-unit reporting, while coordinating as necessary across all regulatory functions.
Bitcoin Depot
Atlanta, GA
Bitcoin Depot is the largest Bitcoin ATM Network in the world offering users the ability to buy and sell Bitcoin at thousands of BTM and BDCheckout locations. State Licensing – Ensure that Lux Vending is licensed in the various states it operates in the event that is requires a license.
Concurrent Investment Advisors
$112000 - $125000
Tampa, Florida
This Director-level individual contributor role serves as the firm’s subject matter expert on the SEC Marketing Rule and provides regulatory guidance to advisors, internal partners, and senior leadership. In addition to advertising oversight, the role contributes to branch audits, regulatory interpretation, and complex compliance initiatives, operating with a high degree of autonomy and accountability.
City National Bank
$111408 - $189738
Charlotte, North Carolina
Advanced knowledge of banking compliance laws and regulations, as related to mortgage lending, and mortgage banking operations (Examples include but are not limited to: ECOA/Regulation B, FCRA , Flood Disaster Protection Act, Truth in Savings Act, SCRA, HMDA, RESPA, TILA, Regulation O, Regulation W. Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U.S. Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk.
Apidel Technologies
Nashville, TN
Work with Local Programs Office to ensure proper usage of DBEs, Review DBE goals on projects and approve DBEs for goal projects, conduct data analytics prior to DBE goal setting per project for each letting. Process applications for certification, Process renewals/expansion(s) of certification, ensure accuracy/completeness, conduct on-site interviews as part of the certification process, Maintain TDOT DBE internal listing, Maintain internet DBE database.
DPL Financial Partners
Louisville, KY
Compliance Program Leadership: Design, implement, and maintain a comprehensive enterprise-wide compliance program tailored to DPL's annuity marketplace, including anti-money laundering (AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal teams. Reporting directly to the CEO and collaborating closely with the executive team, this senior executive role will oversee all aspects ofregulatorycompliance,riskmanagement,corporategovernance,andlegalaffairsinafast-paced, RIA-focused environment.
Edifice Protection Group Inc.
Cleveland, OH
Through continuous learning, industry knowledge, and innovative thinking our team is poised to bring the best possible solutions. Daily Activity Reports (DAR) must be completed documenting internal and external incidents related to the building.
BritePros Medical Staffing
$95000
Kingstown, Maryland
Acting as a resource to bank personnel for compliance issues that relate to the bank’s activity including lending, deposits, marketing, and other matters. Developing, maintaining, and delivering training modules and working with business units to ensure appropriate regulatory training is conducted for all bank personnel.
BritePros Medical Staffing
$100000
McGregor, Iowa
Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you. BSA Compliance Officer responsibilities include:Maintains a high level of compliance awareness and knowledge to effectively support areas of responsibility.
BritePros Medical Staffing
$150000
Riverwoods, Illinois
VP CRA Compliance Officer responsibilities include:Drive CRA program success by applying independent judgment to review, qualify, and document activities across volunteer services, donations, FHLB programs, as well as financial literacy initiatives; ensuring timely, compliant completion of low-risk deliverables and generating actionable reports for management and the CRA Committee to support strategic decisions and enhance community impact. Collaborate with the Mortgage Group and CRA Officer to maintain and submit documentation for FHLB Programs including Special Needs Assistance Program (SNAP), Homebuyer Equity Leverage Partnership (HELP), Affordable Housing Program (AHP), Partnership Grant Program (PGP), and Disaster Programs.
Apidel Technologies
various locations see below, FL
DBPR-Condominiums, Timeshares and Mobile Homes - Compliance Officer - Assignment is approximately 4 months. FTL#1-1400 West Commercial Blvd, Ste#185- Ft. Lauderdale.
Pyramid Consulting, Inc
$60 - $65
Jersey City, NJ
Comfortable reading and interpreting regulatory notices and changes from regulators, including but not limited to, state/federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB NYSE, CME, etc.,) that are applicable to the businesses of a foreign banking organization’s businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,). Understanding regulatory notices and changes from regulators, including but not limited to, state/federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, NYSE, etc.,) that are applicable to the businesses of a foreign banking organization’s businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,).
Mavagi
San Antonio, TX
Identifies areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future. Works with the Human Resources Department and others as appropriate to develop an effective compliance-training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers.
Huntington National Bank
$260000 - $300000
Detroit, MI
Duties include but are not limited to: + Oversee the Huntington Financial Advisors (HFA), Huntington Securities Incorporated (HSI), and Capstone Partners broker-dealer compliance program functions including implementation of written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus on Investment Banking, Public Finance, M&A as well as Sales and Trading activities. The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the Compliance Program for Huntington’s Investment Banking Broker Dealers and Huntington’s Wealth Management Division inclusive of affiliates engaged in Insurance and Securities business.
Gulf Copper & Mfg. Corp. and Sabine Surveyors Ltd.
Galveston, TX
Ensures the company follows laws, regulations, and internal policies by developing compliance programs, identifying risks, training staff, and overseeing audits, acting as a vital leader to prevent misconduct, protect the firm's reputation, and promote ethical operations. Valuable Certifications Certified Compliance & Ethics Professional (CCEP)Certified Regulatory Compliance Manager (CRCM)Certified Information Systems Auditor (CISA) or risk related certs.
Matrix Medical Network
$196000 - $294000
Remote, undefined
With a network of 3,000 + clinicians, we deliver personalized Whole Person Care that includes diagnostic testing, risk identification, medication management and preventive health education, empowering people to better manage acute and chronic conditions. Matrix Medical Network is the nation’s leading independent provider of comprehensive in-home health assessments, serving Medicare Advantage, Managed Medicaid and Commercial patients across all 50 states.
Arizona Health Care Cost Containment System (AHCCCS)
$82000 - $86000
Phoenix, AZ
Serve as an in-house expert on Medicare law and regulations pertaining to Medicare Advantage Plans will focus on the Special Needs Plans serving the duals eligible for both Medicare and Medicaid, providing subject matter expertise to inform policy/program development and/or monitoring and oversight initiatives. This position will work independently and advise agency leadership on key considerations/issues specific to Medicare and impact to the Medicaid program/members served as well as provide education to any AHCCCS staff who need to understand Medicare/Medicaid implications.
Wedbush Securities
$175000 - $225000
New York, NY
We provide innovative financial solutions through our Wealth Management, Investment Banking & Capital Markets, and Multi Asset Clearing and Prime services divisions. Develop and administer the AML transaction monitoring systems to ensure appropriate parameters are in place to identify suspicious transactions and activity.
Career Launch AI
$140000 - $185000
New York, NY
It is intended to help job seekers understand the responsibilities and qualifications typically associated with compliance, regulatory oversight, and risk management roles within financial services, trading, and investment management. The Career Launch AI Talent Network helps professionals pursue opportunities similar to this role through: Skills-based role matching for compliance, regulatory, and risk positions.
Unity Bank
Clinton, NJ
Assists with the development, implementation, and administration all aspects of the Bank's compliance monitoring program and collaborate with the Chief Compliance Officer on the overall administration of compliance activities for the organization. Participates in various committees, audits, and regulatory examinations and provides guidance and expert advice to bank personnel on emerging compliance trends and issues.
City National Bank
$77000 - $143000
New York, New York
WHAT IS THE OPPORTUNITY?Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and issues tracking logs, and escalation of compliance issues. The incumbent is responsible for playing a critical role in the issues remediation strategy for compliance identified issues and ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity.
City National Bank
$92114 - $156880
Los Angeles, CA
Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the San Francisco Bay Area, New York City, Nashville, Atlanta, Delaware, Las Vegas, Washington D.C. and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client investment assets. These requests include compliance items such as: notification of a new outside business activity/second job; request to purchase securities, requests to give and/or receive gifts and entertainment, and review of electronic communications of employees for compliance with regulatory requirements.
Georgia Department of Public Health
Atlanta, GA
As a District Drug Coordinator & 340B Compliance Officer (PH RN 2) within the Columbus Health Department at the Georgia Department of Public Health, you will join a dedicated group of public health professionals that help support the overall mission and vision of protecting lives of Georgian residents in a variety of ways. No matter your role, you will individually contribute to protecting the lives of all Georgians while receiving a wide range of benefits, so you can: Make a Professional Impact – Build your career where it matters and protect lives in the community where you live, work, and play.
Georgia Department of Public Health
Atlanta, GA
We have clinic locations in 16 counties in Georgia, including Appling, Atkinson, Bacon, Brantley, Bulloch, Candler, Charlton, Clinch, Coffee, Evans, Jeff Davis, Pierce, Tattnall, Toombs, Ware and Wayne counties. As a member of the Southeast Health District, you will join a dedicated group of public health professionals that help support the overall mission and vision of protecting lives of Georgian residents in a variety of ways.
Delaware Solid Waste Authority
Wilmington, DE
This position requires close vision (clear vision at 20 inches or less), distance vision (clear vision at 20 feet or more),color vision (ability to identify and distinguish colors), peripheral vision (ability to observe an area that can be seen up or down or to the left and right when vision is fixed on a given point),depth perception (three-dimensional vision, ability to judge distances and spatial relationships),ability to adjust focus (ability to adjust the eye to bring an object into sharp focus). This position risks exposure to indoor environment, outdoor environment, noise, extreme temperatures, vibration, moisture and/or humidity, dust, fumes, gases, mechanical hazards, chemical hazards, explosive hazards and burn hazards.
SMBC
$139000 - $200000
New York, NY
Support Function Coordination: The Regulatory Governance team serves as a central point of contact for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit, and Technology. The group assists in supporting SMBC stakeholders across the First and Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function partners to advise on compliance matters, frequently in real time as business is conducted and transactions are executed.