Compliance Director Jobs in the United States

Envestnet

Berwyn, PA

The vast majority of the nation’s leading banks, the largest wealth management and brokerage firms, and over 500 of the largest RIAs rely on Envestnet’s wealth management platform and solutions to drive business growth, boost productivity, and deliver better financial outcomes for their clients. Adherence to and application of Envestnet legal, compliance, risk, business continuity and administrative policy within the role and department(s) including the timely completion of training & awareness, affirmations and testing as requested.

Palmetto Clean Technology

Charlotte, NC

Establish and maintain a comprehensive controls inventory, ensuring coverage of entity-level controls, IT general controls (ITGCs), and business process controls. SOX Program Ownership Own the end-to-end SOX 404 compliance program, including scoping, risk assessment, controls documentation, sample testing, and remediation.

Chief of Minds

New Orleans, LA

Join this reputable transit agency in New Orleans as a Full-Time Director of Compliance and Continuous Improvement, a transformative role in the public sector where you can make a substantial impact. This position is tasked with executing independent audits, eliminating waste, and enhancing operational efficiency while ensuring accountability for performance and necessary improvements.

DACUT

West Bloomfield, MI

Design, document, and deploy retail inventory SOPs for receiving, transfers, storage, cycle counting, returns, destructions, adjustments, and recalls. Partner with Retail Ops and Merchandising to optimize stock levels, improve turns, reduce aging inventory, and improve in-stock rates.

3M

$228040 - $278715

Maplewood, MN

Strong organizational leadership and strategic planning skills using a highly collaborative approach; able to develop relationships across multiple geographies and businesses; ability to work collaboratively within the global matrix of M&SC, Regulatory Affairs, Legal, Tax, R&D, Government Affairs, and Sales and Marketing. Ten (10) years of experience demonstrated regulatory expertise in Trade Compliance, regulatory affairs, EHS, lab and/or manufacturing function in a private, public, government or military environment with deep knowledge of customs and global partner government agency requirements across North America, Latin America, Europe, and Asia.

Oracle

$139400 - $291800

Olympia, WA

Lead the development of an enterprise-wide continuous monitoring strategy to ensure the ongoing effectiveness of internal controls + Execute regular control design reviews to ensure that efficient and effective safeguards are integrated into all core processes Top skills or competencies to be successful: + Regulatory and analytical expertise + Executive presence and communication skills + Audit and risk assessment proficiency + Attention to detail with strong organizational skills Education, certifications, or experience (preferred/required): + Bachelor's degree in Business, Law, Public Administration, Accounting, or a related field (Master's degree preferred). This role requires deep expertise in working with U.S. Federal Government agencies, and will lead internal compliance audits, manage remediation of findings, and present compliance activities, risks, and outcomes to executive leadership.

Home Genius Exteriors

$80000 - $100000

Pheonix, AZ

We are seeking a Director of Subcontractor Compliance to build, lead, and optimize the systems that onboard, approve, and manage high-quality exterior remodeling installation partners across all operating markets. Home Genius Exteriors was founded to deliver a better home improvement experience through clear estimates, quality craftsmanship, and lifetime warranty–backed work.

Fiserv

$150000 - $240000

Berkeley Heights, NJ

This role involves interacting with people at all levels across the enterprise to provide oversight and escalation for ACH-related issues, determine the applicability of existing and upcoming Nacha Rules, and provide business support for Rule requirements pertaining to varying use cases. The ACH Compliance Director leads efforts to champion the execution of Fiserv's ACH compliance program and framework elements across all US businesses, including but not limited to governance, issue management, rule change management, audit and risk assessments, and training.

Sandy Hook Promise

null, (Multiple States)

Assist in managing state and local jurisdiction compliance such as business registrations, various state taxes (withholding, unemployment, PFL accounts), acquiring and renewing sales tax exemptions, filing of annual reports, and maintaining charitable solicitation registrations and registered agents in all states as required. We believe deeply that a diverse workforce comprised of people of all beliefs, backgrounds, and life experiences who seek to prevent gun violence and stop the tragic loss of life will make SHP a stronger, more effective organization.  .

Corus International

$102000 - $132500

Washington, DC

Oversee the Convercent Helpline and Case Manager system; design the system so that cases are appropriately triaged and assigned to relevant staff for follow-up; regularly monitor open cases and ensure all parties are using the system as designed for effective case management; and analyze data and provide metrics to leadership as requested. In partnership with the Office of the COO and Finance, support risk management and internal audit initiatives including providing reports and data for the risk management register, presentations to leadership and/or the Board, and designing trainings in response to internal audit team findings.

The Bridges At Bent Creek

Mechanicsburg, PA

An Assistant Wellness Director is responsible for overseeing and coordinating the care and services of Residents, promoting the effective utilization and monitoring of healthcare resources, and assisting in leading a multidisciplinary team to achieve desired clinical, emotional, and wellness outcomes. Conduct clinical quality assurance audits including medication cart audits, medication pass observations, and comprehensive chart reviews .

Wheeler Staffing Partners

Farmers Branch, TX

The Director provides strategic oversight and operational leadership to ensure the compliance program effectively identifies, prevents, detects, and corrects noncompliance across a complex, risk-bearing healthcare network. The Director, Corporate Compliance oversees the day-to-day operations of the enterprise compliance program for a large, value-based Accountable Care Organization (ACO).

Instabase

$250000 - $300000

San Francisco, CA

This customer-centric model allows Instabase to glean insights from diverse use cases and behaviors, ensuring we deliver top-tier solutions that provide unmatched advantages for everyday business operations. We are people-first, and we've built a fearlessly experimental, endlessly curious, customer obsessed team who work together and help organizations around the world turn their unstructured data into insights instantly.

Celanese International Corporation

Irving, TX

Ensure accurate and timely submission of all required government filings, analyze trade compliance metrics, and report key trends and risks to senior leadership. This role oversees the company’s global trade compliance program, ensuring robust policies, effective controls, and consistent execution of trade activities that support business objectives.

Bristol Myers Squibb

$184090 - $223077

New Brunswick, NJ

Based on eligibility*, additional time off for employees may include unlimited paid sick time, up to 2 paid volunteer days per year, summer hours flexibility, leaves of absence for medical, personal, parental, caregiver, bereavement, and military needs and an annual Global Shutdown between Christmas and New Years Day. Each of us is empowered to apply our individual talents and unique perspectives in a supportive culture, promoting global participation in clinical trials, while our shared values of passion, innovation, urgency, accountability, inclusion and integrity bring out the highest potential of each of our colleagues.

Bristol Myers Squibb

$230440 - $279233

Princeton, NJ

Based on eligibility*, additional time off for employees may include unlimited paid sick time, up to 2 paid volunteer days per year, summer hours flexibility, leaves of absence for medical, personal, parental, caregiver, bereavement, and military needs and an annual Global Shutdown between Christmas and New Years Day. The position drives enterprise-wide accountability for responsible AI, harmonizing regulatory requirements (EU AI Act, U.S. OMB M-24-10, OECD Principles, ISO/IEC 42001) and fostering innovation while minimizing legal, operational, and reputational risks.

Webster Bank

$120000 - $145000

White Plains, NY

Candidates with degrees (Associates, Bachelor's, and/or Master's) requiredStrong knowledge of banking laws and regulations pertaining to trust and investment activities, with a focus on those related to bank holding companies and national banksStrong knowledge of SEC laws and regulations and FINRA rules and guidanceCurrent or recently inactive (within two years) FINRA Series 7 General Securities, Series 24 General Securities Principal, or Series 14 Compliance Officer licensesStrong written, verbal, and communication skills, particularly for presentationsAdvanced Microsoft Office skills, including Excel, PowerPoint, and WordKnowledge of banking applications and systems, preferredKnowledge of banking products and servicesEffective project management and analytical skillsEffective decision-makerThe estimated base salary range for this position is $120,000 USD to $145,000 USD. Position SummaryThe Director, Investment Services Compliance is responsible for assisting the Managing Director, Privacy Compliance and Investment Services with enhancing and maintaining a comprehensive compliance risk management program for, and for providing compliance support to and oversight of, the investment and trust services lines of business (LOBs).

Charles Schwab

Washington, DC

The ideal candidate has deep expertise in financial services regulation, compliance, and/or risk management, a strong understanding of blockchain technology and digital asset markets, and the ability to operate confidently in a fast-evolving regulatory landscape. Required Qualifications: • 7+ years of compliance, regulatory, and/or risk management experience in financial services, preferably including crypto-native or digital asset-focused institutions.

Fort Valley State University

Fort Valley, GA

Experience in creating and analyzing detailed reports and providing effective presentations Extensive knowledge of Banner (Ellucian Banner ERP), enabling individuals to understand/recognize system needs, troubleshoot, and adequately resolve concerns. Develop, maintain, and assess BANNER based rules and management queries to ensure compliance and achieve efficiencies and effectiveness Serve as Data Security Officer for data received and stored by the Office of Financial Aid.

Kimmel & Associates

$200000 - $250000

Nashville, TN

This role offers the opportunity to build and oversee a best-in-class framework that ensures compliance across imports, exports, sanctions, and emerging global regulations. Our client, a global leader in the rail industry, is seeking an accomplished Director of Trade Compliance to lead its international compliance program.

Trade Compliance Recruiting Solutions

Irvine, CA

This role ensures adherence to all applicable international trade laws and regulations, including ITAR, EAR, and customs requirement while developing the global trade strategy. The Director Trade Compliance is responsible for leading and overseeing the organization’s global import and export compliance programs.

TEEMA

$170000 - $200000

Charlotte, NC

While backed by a 150+ year-old stable organization, this role will feel like working in a startup-like setting, offering autonomy, ownership, and the chance to make a lasting impact. 12+ years of experience managing large, complex federal compliance projects (preferably in Construction, Engineering, or Nuclear).

YMCA of Central Texas

$65000 - $70000

Round Rock, TX

Our organization is home to the largest school age childcare provider in Williamson County as well as health and fitness programs that improve the quality of life for over 45,000 members ranging in age from preschool to senior citizen. The Executive Director will represent and promote the YMCA as a leader in our community and must be able to maintain positive, collaborative relationships with local organizations, businesses and government entities.

American Heart Association

Dallas, TX

The American Heart Association’s 2028 Goal: Building on over 100 years of trusted leadership in cardiovascular and brain health, by 2028 the Association will drive breakthroughs and implement proven solutions in science, policy, and care for healthier people and communities. Required Skills: Strategic Planning, Cybersecurity, Governance, Risk and Compliance (GRC), Risk Assessment, Regulatory Compliance, Project Management, Cloud Security, Metrics Management, Team Management and Team Building, Risk Management.

moomoo

$145000 - $180000

Jersey City, NJ

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.

moomoo

$170000 - $280000

Jersey City, NJ

Own the strategic design and ongoing evolution of the firm’s supervisory and governance frameworks, ensuring they scale with emerging products (including staking and stablecoin offerings), market expansion, and regulatory complexity. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

PrePass

Phoenix, AZ

This role is responsible for driving the development of the product roadmap in alignment with go-to-market strategy, positioning our products in a competitive market, aligning messaging with brand and business goals, and driving a successful product strategy. That’s why people join us: our solutions operate in real time on highways and interstates across the nation, helping fleets go farther, faster.

AgeSpan

$123000 - $133000

Lawrence, MA

Position Summary: Reporting to the COO and serving as a member of the Senior Management Team, provide direction, oversight and leadership for the agency's regulatory compliance programs, quality management systems including NCQA Accreditation, and contracting processes. Assist the CEO, CFO, Chief Operating Officer and Chief Strategy Officer in areas of new business ventures by providing information and resources to evaluate opportunities and negotiate contracts and business associate agreements.

BUNZL

Remote, MO

This role is responsible for designing scalable, risk‑based compliance frameworks; managing a high‑performing compliance team; overseeing global import/export compliance operations; and serving as the key liaison to senior leadership, government agencies, customs brokers, and external partners. The Director – Global Trade Compliance leads trade compliance strategy, execution, and oversight across multiple Bunzl North America business divisions, including Safety, MAC (Mexico-Agriculture-Convenience Store), Processor, and Asset Safety.

New York Blood Center Inc

Rye, New York

NYBCe operates Blood Bank of Delmarva, Community Blood Center of Kansas City, Connecticut Blood Center, Memorial Blood Centers, Nebraska Community Blood Bank, New Jersey Blood Services, New York Blood Center, and Rhode Island Blood Center, delivering one million blood products to 400+ U.S. hospitals annually. Responsibilities: The Director, Quality and Regulatory Compliance (CCS) leads quality, compliance, and regulatory initiatives in support of NYBCe’s Comprehensive Cell Solutions (CCS) business unit across all geographic regions, including cell therapy collections, product development, clinical trials, and contract manufacturing of cellular therapies.

Westcare

$68640 - $70000

Fresno, California

Physical Demands:Requires mobility and physical activity: Having an adequate range of body motion and mobility to work in an office, residential, or outdoor environment including standing and walking (even and uneven surfaces), sitting for extended periods of time, bending, twisting, reaching, balancing, occasional lifting and carrying of up to 10 pounds. Person in this position is responsible for ensuring that all required WestCare California locations are licensed and certified and that services are delivered in compliance with the specific service agreements or contracts, as well as in compliance with all CARF accreditation, federal, state, and county licensing/regulations and/or requirements.

Lingo Staffing

Taylors, SC

The Director of Tax, Compliance & Legal Affairs is a senior leader responsible for overseeing the company’s tax, regulatory, compliance, and corporate legal functions across real estate acquisitions, tax equity, financing, and asset management. The Director oversees internal legal compliance, collaborates with outside counsel, and provides strategic guidance to the executive team while supporting complex real estate transactions and investment activities.

AITS Defence

Washington, DC

AITS Corporation is a veteran-led prime contractor delivering sovereign-grade cybersecurity and applied defense grade secure cross-domain solutions for the U.S. government, defense-industrial base, and allied sovereign partners. This individual will manage the public-private interface, ensuring AITS maintains its status as a disciplined enterprise while executing high-fidelity triages for all matters requiring outside counsel.

Jobot

$225000 - $275000

Boston, MA

The ideal candidate is a hands-on leader with deep SEC reporting experience, strong technical accounting expertise, and a track record of implementing and maintaining SOX-compliant control environments—preferably within life sciences, biotech, or other high-growth environments. Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal.

TechInsights

Denver, CO

Regarded as the most trusted source of actionable, in-depth intelligence related to semiconductor innovation and surrounding markets, TechInsights’ content informs decision makers and professionals whose success depends on accurate knowledge of the semiconductor industry—past, present, or future. TechInsights is seeking a Tax Compliance Director to direct the comprehensive management of corporate tax compliance operations, overseeing the preparation, review, and maintenance of all tax records, returns, and regulatory filings across local, state, and federal jurisdictions.

Bristol Myers Squibb

$264780 - $320845

Princeton, NJ

Based on eligibility*, additional time off for employees may include unlimited paid sick time, up to 2 paid volunteer days per year, summer hours flexibility, leaves of absence for medical, personal, parental, caregiver, bereavement, and military needs and an annual Global Shutdown between Christmas and New Years Day. In partnership with Data Governance Law and Compliance and BI&T, establish a global data transfer strategy that ensures compliance with evolving cross-border regulations while enabling secure, lawful, and efficient data flows to support business operations and innovation.

Vivint

Provo, UT

Vivint Smart Home, an NRG owned company, is a leading smart home company in the United States, dedicated to redefining the home experience with intelligent products and services. Vivint Smart Home is seeking a strategic and execution-focused Director of Training & Compliance to lead training, development, and compliance for our Direct to Home (D2H) door-to-door sales organization.

Janus International Group

Temple, Georgia

They will deliver the day-to-day operational execution for logistics, transportation and fulfillment; analyze logistics and transportation networks to reduce overall costs; support continuous improvement in productivity and ensure compliance with all applicable trade laws, tariff analysis and Janus’s global trade compliance program. Overview: The Director of Logistics & Compliance will oversee the Company’s logistics operations, ensuring the efficient and compliant movement of goods and adherence to global trade, transportation, and warehousing regulations.

PenFed Credit Union

McLean, Virginia

Prepare and deliver risk-related executive‑level reporting and performance dashboards for senior leadership, regulators, Cyber Risk Management Council, and the Board of Directors, ensuring clarity, accuracy, and risk‑based insight. Experience with risk management tracking tools (e.g., Archer, ServiceNow GRC, or similar platforms) to document risks, monitor remediation progress, maintain control inventories, and deliver accurate, data‑driven risk reporting.

PharmaEssentia U.S.A.

Burlington, MA

Founded in 2003 by a team of Taiwanese-American executives and renowned scientists from U.S. biotechnology and pharmaceutical companies, today we are listed on the Taipei Exchange (6446) and are expanding our global presence with operations in the U.S., Japan, and China, along with a world-class biologics production facility in Taichung. Acting as a key liaison between internal teams and external vendors, the PV Quality and Compliance Associate Director provides expert guidance on SOPs, CAPAs, and inspection readiness, while monitoring risks and quality metrics with our CRO’s and within pharmacovigilance for PharmaEssentia.

Novo Nordisk

$148290 - $259510

Plainsboro, NJ

Ensure that reporting personnel have individual development plans (IDP), with annual goals and measurements that are consistent with the priorities of the business, and that interim reviews are held so that their work is focused on those priorities, and they understand their level of accountability for results and the measurement process. From healthcare provider interactions and developing and implementing regulatory strategies with the FDA to providing medical education and collecting data to support efficacy and new product development, CMR is involved.

HighLevel

$192000 - $269500

San Jose, CA

The role requires a sound understanding of security and control principles including logical access controls, change management, least privilege, segregation of duties, computer operations, network security, vulnerability management, secure coding practices, broad data platform architectures and associated data security controls, and the ability to assess data privacy and control gaps in product and platform design. We are seeking an experienced Director of IT Compliance to own and lead the Information Technology General Controls (ITGC) framework, including application controls, to ensure strong controls, regulatory compliance, and risk mitigation are in place for all systems that support financial reporting (either directly or indirectly).This is a high-visibility leadership role responsible for setting the ITGC strategy, governance, and operating model for the organization.

MetroLagoons

Tampa, FL

MetroLagoons operates large-scale, resort-style lagoon destinations delivering premium guest experiences in high-volume, public-facing environments. Establish and maintain SOPs covering aquatic safety, emergency response, alcohol-related incidents, severe weather, crowd management, and evacuation protocols .

Philips

$172200 - $275520

Bothell, WA

_The actual base pay offered may vary within the posted ranges depending on multiple factors including job-related knowledge/skills, experience, business needs, geographical location, and internal equity.??_** In addition, other compensation, such as an annual incentive bonus, sales commission or long-term incentives may be offered. + You have demonstrated Global Regulatory Domain knowledge/expertise in overseeing the preparation/submission of regulatory filings/documentation, global product registrations/approvals and leading others in global regulatory matters of diverse product categories - Class I medical device, consumer goods and cosmetics.

Global Medical Response

$175000 - $200000

Greenwood Village, Colorado

The Director serves as a strategic partner to executive leaders and a trusted advisor to internal stakeholders, operating seamlessly in a fast-paced, highly regulated healthcare environment. GMR’s Core Behaviors—keep care at the center, raise your hand, seek to understand, find a way together and be accountable—unite our teams and set us apart in emergency medical services.

Alaska Airlines

$131350 - $203600

Renton, Washington

Alaska Airlines, Hawaiian Airlines & Horizon Air are regulated by the Department of Transportation (DOT – regulations, 49 CFR part 40) and all applicants are advised that post-offer and/or pre-employment drug testing will be conducted to determine the presence of marijuana, cocaine, opioids, phencyclidine (PCP) and amphetamines or a metabolite of these drugs prior to any offer or employment or transfer into a safety-sensitive position. Airport SIDA Badge Requirements: Important notification for employees working at an airport or maintenance hangar: Employees will be required to obtain a SIDA badge provided by the airport authority and maintain good standing in order to keep their SIDA badge.

Eastaway Property Mgmt LLC

$130000 - $160000

New York, New York

This position provides strategic, regulatory, operational, and systems leadership for Low-Income Housing Tax Credit (LIHTC) and project-based affordable housing programs across New York City, Washington, DC, Connecticut, and Massachusetts. Overview: Gilbane Development Company is hiring an Associate Director of Compliance, a senior leadership role responsible for enterprise-wide oversight of affordable housing compliance across the Eastaway Property Management LLC and Calvary Street Property Management LLC portfolios.

University of North Texas System

Denton, Texas

We are growing with the North Texas region, employing more than 14,000 employees, educating a record 49,000+ students across our system, and awarding nearly 12,000 degrees each year. The UNT System includes the University of North Texas in Denton and Frisco, the University of North Texas at Dallas and UNT Dallas College of Law, and University of North Texas Health at Fort Worth.

Living Faith TV

Bristol, Virginia

You will play a crucial role in maintaining the integrity and reputation of our network, as well as ensuring that we are providing the best possible content to our viewers. This is a unique opportunity to be a part of a growing Christian television network and make a positive impact on our viewers.

CBEM LLC

Lafayette, CA

Audit & Data Integrity: Oversee company-wide audit systems and EHR management, ensuring complete data integrity, regulatory compliance, and audit readiness. We are seeking a Strategic Quality Assurance & Compliance Director to lead our Quality Assurance team and serve as a vital member of our Senior Management Team (SMT).